James McDonald, CEO of Hercules Investments, is using equity index options to profit from an expected surge in volatility and market swings. What should advisors know about your firm and how you can help them? The United States Securities and Exchange Commission subpoenaed McDonald to testify before it in November 2021, but without advance notice he failed to appear as required. When we perform well for the client, we perform well for ourselves. The fund is for qualified investors only, and as such mimics many of the features of a hedge fund strategy. McDonald graduated from Harvard University with a Bachelors degree in Economics. The SEC further alleges that, from February 2021 to October 2021, McDonald raised $1.5 million through the sale of equity investments in Hercules's business. *Our firm, in some cases, advance costs and expenses of the case, and in that event, are recovered from the gross recovery of any settlement or verdict. You've successfully subscribed to this newsletter! McDonald will also be speaking at The Executives Club of Chicagos 2021 Annual Economic Outlook virtual event on January 14. And so, equity market prices are assuming earnings that arent there. 2023 FOX News Network, LLC. We can deliver these same strategies to investor portfolios with less than $1 million," said Mr. McDonald, Chief Executive Officer of Hercules and previous winner of the Top 10 Advisors Rising Stars award from ETF Report magazine. Now he's wanted on fraud charges. Furthermore, index options provide compelling risk/return profiles with substantially less risk and volatility than their stock option counterparts.". He last appeared on the network in July 2021. If markets rise, our fund is managed to match or exceed that growth based on our ability to go long or short with index options. los angeles, oct. 10, 2019 /prnewswire/ -- award-winning derivatives investment management executive james a. mcdonald, jr. today announced that he has launched hercules investments llc, a los angeles-based registered investment advisor.hercules applies quantitative research to design and actively manage portfolios for investors seeking maximum Hercules Investments was founded by James McDonald, who previously was founder and CEO of Index Strategy Advisors. (Jun 1986 - Sep 2016) 101 Royal Park Dr. Oakland Park, FL 33309. But stimulating growth is impossible if the economy isnt open. All rights reserved. Recent filings for HERCULES INVESTMENTS LLC 28 Jun 2019 SI-COMPLETE view 8 Jun 2019 REGISTRATION view Then its fine. Hercules Investments has named Loreal McDonald as corporate counsel and interim chief operating officer. Buckhead Tower, Suite 400 3399 Peachtree Rd. The attorneys at ChapmanAlbin are licensed to practice law in Ohio and Michigan. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. "There's a disconnect between Main Street and Wall Street, but we had to do it. In summary, NFLHX provides direct access to risk hedged growth adding a layer of insurance to a portfolio that has appreciated with the market. Top Hercules Investments Employees James McDonald Chief Executive Officer. James McDonald, CEO and Chief Investment Officer of Hercules Investments, a Los Angeles-based Registered Investment Advisor, is hosting a virtual event, 'Preparing Investment Portfolios for a . Which was great for McDonald, because he apparently really muffed the market response to a Joe Biden victory over Donald Trump two years ago: He assumed that the ousting of an incompetent demagogue would tank things. [USA Today]. 2023 CNBC LLC. And, also, relatedly and with the prospect of decades in prison attach, conspiracy and fraud. How Should HNW Investors Think About Them? Each client and each clients case is unique, and no result or outcome is or can ever be guaranteed. We are able to provide uncorrelated growth, meaning our strategies do not depend on equity markets continuing to rise in order to accomplish gains. Federal prosecutors charged McDonald with one count of. $0 BAHAMAS 386 (SG458) - Alexander Graham Bell (pb10456) Stamps Caribbean Bahamas (1973-Now) Hi, James. And when we look at unemployment now, we say its recovered, but the recovery hasnt brought sufficient growth. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. He argues the stimulus package will fail to rehabilitate the economy and thinks investors are too sanguine about the vaccines rollout, citing logistics and trust issues surrounding the vaccine. And debt has spiraled over 50% higher to GDP than where we were last year this time. Are you suggesting that widespread economic weakness will eventually bubble up to drag down these indexes? And we know that this isnt how a strong economy operates. When facing allegations such as these, its best not to be seen on TV. James Arthur McDonald Jr., 50, was charged with one count of fraud for bilking clients out of millions of dollars on Sept. 21, 2022. A frequent lecturer and conference speaker, he is a nationally-recognized expert on the topics of macroeconomics, event-driven investing, growth investing, portfolio construction, index investing, exchange-traded funds, digital currencies, and index . GESCO is a security company operating in various fields and basing on the principle of physical protection. Tune in to discover different ways that Hercules Investments can provide you with overlay strategies while giving you market volatility protection! In a parallel action, the United States Attorneys Office for the Central District of California announced criminal charges against McDonald. Instead, the SEC alleges, McDonald misappropriated more than $1 million of the funds for personal expenses, including luxury vehicles and paying rent on his home, and misappropriated more than $2 million of the funds for Ponzi-like payments, payments to his Hercules' investment adviser clients and expenses associated with operating Hercules. Moneys thrown into the stock market, not just big caps, theres a whole surge of investing that weve seen, maybe with the beginning of the online trading movement, where there are pockets of individual investors who have moved into investing in a way that is creating tons of frothiness. Contact me online or call anytime at 844-689-5754 SEC Charges James Arthur McDonald, Jr. and His SEC-Registered Investment Adviser Firm, Hercules Investments, LLC with Offering Fraudulent Securities Sonn Law Staff Oct 05, 2022 Posted in Investment Loss Investigations # James Arthur McDonald Jr. These filings are called "notice filings". And so, the breadth of success is extremely narrow. The Hercules Fund aims to generate positive returns during times of rising and falling stock markets. Or before an SEC investigator. Greg Bartalos (@gregorianchance) is editor of New York City-based RIA Intel. When typing in this field, a list of search results will appear and be automatically updated as you type. I think all the equity markets are so overstretched that when a risk element enters the market, the selling will be violent and accelerated. The SEC's investigation was conducted by David S. Brown, Carol Kim, and Matthew O. Koop and was supervised by Marc J. Blau in the Los Angeles Regional Office. Prominent in independent film, he has also worked in blockbuster films of varying genres, and has accrued a worldwide box office gross of over 1.9 billion USD.He has received various accolades, including a Golden Globe Award, and nominations for two Academy Awards and a BAFTA Award.. Born and raised in Canada, he rose to . Hercules Investments specializes in actively managed and systematic investment strategies to monetize investment performance from equity market volatility. Our specialization in volatility is what sets us apart because there are many funds and strategies which offer potential gains in a declining market, but as passive indexes or passive strategy, they are bound to lose money when markets are flat or rising. He was direct and asked all the questions that were relevant and provided me with very thoughtful feedback and some useful contacts. We do this because we invest in index options, which give us the flexibility to purchase contracts that rise in value when markets fall and to own very misunderstood and often overlooked asset class volatility. Market data provided by Factset. Prior to ISA he was Director of Strategic Initiatives for the $12 billion AUM Compass BBVA Wealth Management Group where he led the design and execution of brokerage, trust, and insurance strategies serving high net worth and ultra-high net worth clients. Powered and implemented by FactSet Digital Solutions. The Sonn Law Group is currently investigating allegations surrounding James Arthur McDonald, Jr. or Hercules Investments, LLC. The Hercules investment team features investment professionals averaging over 20+ years of experience . Wealth Management is part of the Informa Connect Division of Informa PLC. Get James McDonald's email address (j*****@post.harvard.edu) and phone number (718848..) at RocketReach. A conversation about economies, markets, wage inequality, Congress, crypto, and more. Hercules Investments chief investment officer James McDonald used to be a familiar face on CNBC, pontificating about market matters as an expert thereon. I would be thrilled to buy the Washington football team because I grew up in Chevy Chase, Maryland. Please note: We are unable to take cases with losses of less than $50,000. With this risk in the market, many individual investors have to count on either continued paid stimulus or continued paychecks and loans for small business relief. In the S&P 500, you have mega cap tech Covid winners like Microsoft, Amazon, etc. Market data provided by Factset. But I think that the market will rebound and potentially finish the year slightly higher. This material may not be published, broadcast, rewritten, Its like a freight train that cant come to an exact halt without a crash. Ainslie Simmonds Vision for Pershing X, a Startup Out to Replace Advisor Tech Stacks, Economist Jason Furman Explains How Inflation Snuck Up on Us and Whats Ahead in 2022, A Mountaineer CEO Talks Infinity Multiples, Thrill-Seeking, and How Advisors Need to Change, Modern Slavery Act Transparency Statement. JAMES A MCDONALD JR Agent Address 1718 HARRIMAN LN, REDONDO BEACH, CA, 90278 Directors / Officers JAMES A MCDONALD JR, agent Registry Page https://bizfileonline.sos.ca.gov/sear. McDonald was CEO of Hercules Investments LLC of Los Angeles and Index Strategy Advisors Inc. of Redondo Beach, and frequently appeared as an analyst on the CNBC financial TV news network, authorities said. I think we will retest the previous lows of last March before buying comes back in. Lines and paragraphs break automatically. The CEO and chief investment officer of Hercules Investment, a Los Angeles-based RIA, saw his college football career cut short by a catastrophic knee injury that sidelined him for 15 years. With the Super Bowl around the corner, who do you want to win and who do you think will win? In 2005 he purchased the Houston Wolverines (the Texas Wolverines today), a semi-pro football team, and played for 13 years. According to the. On 11/16/2021 HERCULES INVESTMENTS, LLC filed a Contract - Business lawsuit against DANNY MICHAEL CORRAL. Contact our office today to discuss your case. 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